Long T. Yeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Long Tsu Yeh was a registered financial professional .
Long is a previously registered financial professional and started their career in finance in 1985. Long had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2003 - January 5, 2004
INTEGRAL FINANCIAL LLC
February 6, 2001 - January 7, 2002
WHITE PACIFIC SECURITIES, INC.
September 18, 2000 - December 1, 2000
ACUMENT SECURITIES, INC.
January 13, 1997 - December 31, 1998
ACUMENT SECURITIES, INC.
February 22, 1991 - October 18, 1996
A. G. EDWARDS & SONS, INC.
June 13, 1990 - March 11, 1991
AMERICA INVEST ONLINE, INC.
May 22, 1989 - June 1, 1990
A. G. EDWARDS & SONS, INC.
March 29, 1988 - June 7, 1989
MORGAN STANLEY DW INC.
February 24, 1986 - April 8, 1988
WEDBUSH SECURITIES INC.
September 25, 1985 - January 1, 1986
FIRST EASTERN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRAL FINANCIAL LLC
CRD#: 120343 / SEC#: , 8-65284
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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