Silvio D. Buccieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Silvio Daniel Buccieri was a registered financial professional .
Silvio is a previously registered financial professional and started their career in finance in 1985. Silvio had worked at 3 firms and has passed the Series 63, Series 5, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1986 - January 22, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
January 28, 1986 - September 22, 1986
THOMSON MCKINNON SECURITIES INC.
October 22, 1985 - February 6, 1986
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/1/1986
Interest Rate Options ExaminationSeries 15
Date: 3/25/1986
Foreign Currency Options ExaminationCurrent Firm
DREXEL BURNHAM LAMBERT INCORPORATED
CRD#: 7323 / SEC#: , 8-6161
Contact information
Documents
Red Flags
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