Frederick C. Quirsfeld

FRONTENAC PARTNERS, L.L.C.

Deephaven, MN

Some features on this profile are disabled

CRD#: 1415371

Professional summary

Frederick Charles Quirsfeld JR, who also goes by Frederick C Quirsfeld, is a registered financial advisor currently at FRONTENAC PARTNERS, L.L.C. located in Deephaven, Minnesota.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Frederick has worked at 3 firms and has passed the Series 66 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frederick C Quirsfeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Quirsfeld JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2016 - Present

FRONTENAC PARTNERS, L.L.C.

RIA

CRD#: 125413

Deephaven, MN

Past

October 19, 1989 - December 31, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 19, 1989 - December 31, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2004

Uniform Combined State Law Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/1989

General Securities Principal Examination

Current Firm

FRONTENAC PARTNERS, L.L.C.

CRD#: 125413 / SEC#: 801-62379

RIA

Registered Investment Advisory firm - (1/27/2005 Terminated)

Minnesota

Registered Investment Advisory firm - (10/10/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Deephaven, MN

Mailing Address

Phone number

(612) 963-2387

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 30,097,366

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Frederick C. Quirsfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Quirsfeld JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRONTENAC PARTNERS, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2004

Series 24

Date: 10/5/1989

Current Firm

FRONTENAC PARTNERS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRONTENAC PARTNERS, L.L.C.

TRUST BUT VERIFY

Similar Advisors