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Frederick Charles Quirsfeld Jr

FRONTENAC PARTNERS, L.L.C.
DEEPHAVEN, MN
·CRD# 1415371·37 years experience

Professional Summary

Frederick Charles Quirsfeld JR, who also goes by Frederick C Quirsfeld, is a registered financial advisor currently at FRONTENAC PARTNERS, L.L.C. located in Deephaven, Minnesota. Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Frederick has worked at 3 firms and has passed the Series 66 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick C Quirsfeld

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

FRONTENAC PARTNERS, L.L.C.·CRD# 125413
RIA
Deephaven, MN
October 18, 2016 - Present
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 19, 1989 - December 31, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 19, 1989 - December 31, 2001

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Current Firm

FP
FRONTENAC PARTNERS, L.L.C.

FRONTENAC PARTNERS, L.L.C.

CRD#: 125413 / SEC#: 801-62379
RIA
Registered Investment Advisory firm - SEC (1/27/2005 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/10/2007 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Deephaven, MN

Phone Number

(612) 963-2387

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

16

AUM (Assets Under Management)

$32,522,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Minnesota
(10/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2004About the Series 66 exam

Series 24 — General Securities Principal Examination

Passed Oct 1989About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Quirsfeld JR's CRS (Customer Relationship Summary).

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