David E. Kerwin

KERWIN ASSET MANAGEMENT

EDINA, MN

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CRD#: 1415347

Professional summary

David Edward Kerwin, CFA, who also goes by David E Kerwin, is a registered financial advisor currently at KERWIN ASSET MANAGEMENT, LLC located in Edina, Minnesota.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David E Kerwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Kerwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 23, 2013 - Present

KERWIN ASSET MANAGEMENT, LLC

RIA

CRD#: 145906

EDINA, MN

Past

November 2, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 21, 1987 - June 14, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/23/2013)

IAR

Texas
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/28/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Current Firm

KERWIN ASSET MANAGEMENT, LLC

CRD#: 145906 / SEC#:

Minnesota

Registered Investment Advisory firm - (1/4/2008 Approved)

Texas

Registered Investment Advisory firm - (12/6/2024 Conditional Restricted)

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Contact information

Main Address

Edina, MN

Mailing Address

P.o. Box 390086, Edina, MN 55439-0086

Phone number

(651) 203-9841

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 36,864,025

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Kerwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Kerwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

KERWIN ASSET MANAGEMENT, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/28/2007

Series 63

Date: 6/30/2004

Series 7

Date: 1/17/1987

Current Firm

KERWIN ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KERWIN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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