GR
G T. Runnels
T.R. WINSTON & COMPANY
Pasadena, CA 91105
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CRD#: 1415264
GR
Professional summary
G Tyler Runnels is a registered financial professional currently at T.R. WINSTON & COMPANY, LLC located in Pasadena, California.
G is registered as a RR (Registered Representative) and started their career in finance in 1985. G has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view G Tyler Runnels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 1990 - Present
T.R. WINSTON & COMPANY, LLC
Office #1: 45 S. Arroyo Pkwy, Pasadena, CA 91105BD
CRD#: 10571
Pasadena, CA
Past
March 22, 2010 - March 12, 2015
TRW CAPITAL MANAGEMENT, LLC
RIA
CRD#: 151082
LOS ANGELES, CA
Past
January 10, 1997 - November 30, 2000
DIRECT CAPITAL SECURITIES, INC.
BD
CRD#: 29639
AUSTIN, TX
Past
November 19, 1985 - May 4, 1990
MEYERS SECURITIES CORPORATION
BD
CRD#: 7183
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/17/2014)
RR
Arizona(4/22/1992)
RR
California(5/8/1990)
RR
Colorado(5/8/1990)
RR
Connecticut(1/4/2006)
RR
Delaware(1/4/2006)
RR
District of Columbia(1/4/2006)
RR
Florida(1/14/1992)
RR
Georgia(6/17/1991)
RR
Hawaii(1/4/2006)
RR
Idaho(1/12/2004)
RR
Illinois(6/17/1991)
RR
Iowa(1/12/2004)
RR
Kansas(2/8/1993)
RR
Kentucky(1/11/2016)
RR
Louisiana(1/13/2004)
RR
Maryland(9/22/1994)
RR
Massachusetts(2/28/1995)
RR
Michigan(5/4/1992)
RR
Minnesota(4/8/1992)
RR
Missouri(4/18/2001)
RR
Montana(8/9/2013)
RR
Nebraska(1/4/2006)
RR
Nevada(1/9/1997)
RR
New Jersey(5/8/1990)
RR
New Mexico(1/14/2008)
RR
New York(5/8/1990)
RR
North Carolina(1/3/2012)
RR
Ohio(1/4/1991)
RR
Oregon(10/7/1991)
RR
Pennsylvania(10/7/1991)
RR
South Carolina(2/26/2014)
RR
Tennessee(2/26/2014)
RR
Texas(5/9/1990)
RR
Utah(2/11/1995)
RR
Virginia(6/18/1991)
RR
Washington(2/8/1993)
RR
Wisconsin(4/9/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TW
T.R. WINSTON & COMPANY, LLC
T.R. WINSTON & COMPANY, INC. | T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
376 Main Street, Bedminster, NJ 07921-2613
Mailing Address
P.o. Box 74 376 Main Street, Bedminster, NJ 07921
Phone number
(908) 234-0300
Established
Delaware since 08/18/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
