Clair A. Stephens

G. A. REPPLE & COMPANY

Skaneateles, NY 13152

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CRD#: 1415170

Professional summary

Clair Allan Stephens, who also goes by Buck Stephens, is a registered financial professional currently at G. A. REPPLE & COMPANY located in Skaneateles, New York.

Clair is registered as a RR (Registered Representative) and started their career in finance in 1994. Clair has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Buck Stephens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clair Allan Stephens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2015 - Present

G. A. REPPLE & COMPANY

Office #1: 92 East Genesee Street, Skaneateles, NY 13152

RIA

CRD#: 17486

Skaneateles, NY

Past

September 19, 1997 - June 26, 2015

EQUITY SERVICES, INC.

CRD#: 265

SYRACUSE, NY

Past

December 11, 1995 - September 5, 1997

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

May 26, 1994 - October 20, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/21/2015)

Mississippi
(4/11/2018)

New Jersey
(6/1/2015)

New York
(6/1/2015)

Oklahoma
(7/10/2015)

Pennsylvania
(6/1/2015)

Virginia
(6/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/25/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 Normandy Rd, Casselberry, FL 32707

Mailing Address

101 Normandy Rd, Casselberry, FL 32707

Phone number

(407) 339-9090

Established

Florida since 11/05/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)

2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)

FMAX BROCHURE 2021 (3/31/2025)

GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
G.A. REPPLE FINANCIAL GROUP, INC.	PARENT CORPORATION
MOYER, TIMOTHY GLENN	COO	2555859
MOYER, TIMOTHY GLENN	CCO	2555859
REPPLE, GLENN ALLEN	PRESIDENT, GEN SEC PRINCIPAL	374301

Regulatory assets under management

Total Number of Accounts	3,349
AUM (Assets Under Management)	$ 614,731,911

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clair A. Stephens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clair Allan Stephens's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

CARILLON INVESTMENTS, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

G. A. REPPLE & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/1994

SIE

Date: 10/1/2018

Series 6

Date: 5/25/1994

FINRA

Current Firm

G. A. REPPLE & COMPANY

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

G. A. REPPLE & COMPANY

TRUST BUT VERIFY

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