Donald P. Fewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Patrick Fewer, who also goes by Don P Fewer, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1997. Donald had worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2019 - August 3, 2023
LPS CAPITAL LLC
January 26, 2018 - September 26, 2019
AVATAR CAPITAL GROUP LLC
January 6, 2014 - January 28, 2016
TRADITION SECURITIES AND DERIVATIVES LLC
September 23, 2008 - February 14, 2015
STANDARD CREDIT SECURITIES INC.
December 6, 2001 - December 18, 2003
INTER-DEALER BROKERS LLC
August 3, 2001 - November 1, 2001
INTER-DEALER BROKERS LLC
October 23, 1997 - May 13, 2008
GFI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
