Robert S. Rubin

RWA ADVISORS

Boca Raton, FL 33432

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CRD#: 1415089

Professional summary

Robert Scott Rubin, who also goes by Bob Rubin, is a registered financial advisor currently at RWA ADVISORS located in Boca Raton, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Rubin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RWA ADVISORS LLC (DBA Rubin Wealth Advisors) - 1200 N FEDERAL HWY, STE 200, BOCA RATON, FL 33432 - SINCE 09/2008, MANAGING MEMBER, RECEIVES LIFE INSURANCE COMMISSIONS, 40 HRS/WK. 2.) FLORIDA ATLANTIC UNIVERSITY BOARD OF TRUSTEES - ASSIST THE UNIVERSITY IN FUND RAISING IN WHICH NO COMPENSATION IS RECEIVED, 1 DAY PER/MO. 3.) TRIPLE F ENTERTAINMENT LLC, EQUITY PARTNER IN AN ENTERTAINMENT START UP IN WHICH I RECEIVE BOARD COMPENSATION, 1 DAY PER/MO. 4.) GALTS GULCH LLC - 1200 N FEDERAL HWY, STE 200, BOCA RATON, FL 33432 - 1/1/14, PRESIDENT, NO COMP RECD, REVIEW ACCOUNTING, 1 HR/MO. 5.) VITEL NET SERVICES - 7601 LEWINSVILLE ROAD, #200, MCLEAN, VA 22102 - 2/1/17, BOARD OF DIRECTORS, ADVISE VITEL NET ON FINANCIAL AND STRATEGIC MATTERS, NOT INV'T REL, 6 HRS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Rubin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2009 - Present

RWA ADVISORS

Office #1: 1200 N. Federal Highway Suite 200, Boca Raton, FL 33432

RIA

CRD#: 150120

Boca Raton, FL

Past

December 4, 2012 - December 31, 2017

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 10, 2011 - December 4, 2012

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

BOCA RATON, FL

Past

November 6, 2008 - December 31, 2009

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

BOCA RATON, FL

Past

October 1, 2008 - December 4, 2012

VALMARK SECURITIES, INC.

CRD#: 31243

BOCA RATON, FL

Past

April 5, 2006 - October 1, 2008

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

CRD#: 35419

BOCA RATON, FL

Past

October 1, 2000 - April 3, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 18, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 8, 1998 - August 19, 1999

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

December 11, 1991 - October 1, 1992

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

November 25, 1991 - September 2, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

December 17, 1985 - December 5, 1991

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWA ADVISORS

BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS

CRD#: 150120 / SEC#: 801-124963

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Florida

Registered Investment Advisory firm - (5/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/20/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/1991

General Securities Principal Examination

Current Firm

RWA ADVISORS

BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS

CRD#: 150120 / SEC#: 801-124963

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Florida

Registered Investment Advisory firm - (5/11/2022 Terminated)

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Contact information

Main Address

1200 N. Federal Highway Suite 200, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 288-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 190,741,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert S. Rubin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Rubin's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

VALMARK ADVISERS, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

THE LEADERS GROUP, INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

PRINCIPAL SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

RWA ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1991

SIE

Date: 12/31/2017

Series 7

Date: 12/14/1985

Series 24

Date: 5/30/1991

Current Firm

RWA ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RWA ADVISORS

TRUST BUT VERIFY

Contact information

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