Robert Scott Rubin
Professional Summary
Robert Scott Rubin, who also goes by Bob Rubin, is a registered financial advisor currently at RWA ADVISORS located in Boca Raton, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Rubin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS
Contact Information
Main Address
1200 N. Federal Highway Suite 200, Boca Raton, FL 33432Phone Number
(561) 288-1160# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
221AUM (Assets Under Management)
$199,120,135Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS
State Registrations and Notice Filings
(8/20/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Scott Rubin's CRS (Customer Relationship Summary).
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