Robert S. Gleason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Spaulding Gleason JR, who also goes by Robert Spaulding Gleason Jr, Robert Spaulding Gleason, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1985. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2022 - May 6, 2022
IFP SECURITIES, LLC
November 21, 2016 - December 23, 2021
CANTELLA & CO., INC.
February 13, 2009 - November 23, 2016
ROSS, SINCLAIRE & ASSOCIATES, LLC
February 22, 2007 - February 24, 2009
RAYMOND JAMES & ASSOCIATES, INC.
February 16, 2007 - February 24, 2009
RAYMOND JAMES & ASSOCIATES, INC.
September 22, 2006 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - February 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2006 - March 8, 2006
ADVEST, INC.
November 23, 2005 - February 16, 2006
AMERIPRISE ADVISOR SERVICES, INC.
May 11, 1989 - December 15, 2005
ADVEST, INC.
November 20, 1985 - May 16, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/22/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
