George P. Riccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Peter Riccio JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2002 - September 1, 2006
BASIC INVESTORS INC.
February 26, 2002 - July 29, 2002
ACUMENT SECURITIES, INC.
May 11, 2000 - February 28, 2002
BOLTON GLOBAL CAPITAL
November 23, 1999 - June 7, 2000
WOODSTOCK FINANCIAL GROUP, INC.
November 3, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
October 5, 1999 - October 26, 1999
EISNER SECURITIES, INC.
November 2, 1998 - October 28, 1999
THE CAMELOT GROUP, INC.
June 16, 1998 - November 19, 1998
LADENBURG CAPITAL MANAGEMENT INC.
June 14, 1997 - March 2, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 18, 1996 - May 13, 1997
FIRST MONTAUK SECURITIES CORP.
June 14, 1995 - November 28, 1995
JOSEPH DILLON & COMPANY INC.
February 15, 1991 - June 18, 1993
MORGAN STANLEY DW INC.
February 17, 1988 - March 11, 1991
SOUTH RICHMOND SECURITIES, INC.
November 25, 1986 - February 23, 1988
LEVCO SECURITIES CORP.
December 17, 1985 - December 13, 1986
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
