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Pomeroy Smith Ii

BISON WEALTH MANAGEMENT
Raleigh, NC
Some features on this profile are disabled
CRD#: 1414989
PS

Professional summary

Pomeroy Smith Ii, who also goes by Pom Smith, Pomeroy Smith II, is a registered financial advisor currently at BISON WEALTH MANAGEMENT, LLC located in Raleigh, North Carolina.

Pomeroy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Pomeroy has worked at 2 firms and has passed the Series 66 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pom Smith | Pomeroy Smith Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bison Wealth Management LLC; 3831 Turtle Creek Blvd. 16E, Dallas, TX 75219; Start date with business : 2018-08-07; Investment related; Description of the business : Investment advisory firm focused on managing primarily equity portfolios for individuals, trusts and foundations; Position Title : Managing Member/CCO; Duties : Managing all aspects of business operations; Hours devoted to business during trading hours : 10; Hours devoted to business outside trading hours : 10; Percentage of total yearly compensation expected to be derived from the business : 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pomeroy Smith Ii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2018 - Present

BISON WEALTH MANAGEMENT, LLC

RIA
CRD#: 297943
Raleigh, NC
Past

July 11, 2016 - January 31, 2019

PATHWAY WEALTH MANAGEMENT, LLC

RIA
CRD#: 283774
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/10/2022)
IAR
Texas
(8/7/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2016
Uniform Combined State Law Examination

Current Firm

BW
BISON WEALTH MANAGEMENT, LLC
BISON WEALTH MANAGEMENT, LLC

CRD#: 297943 / SEC#:

North Carolina
Registered Investment Advisory firm - (10/7/2022 Approved)
Texas
Registered Investment Advisory firm - (8/7/2018 Approved)
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Contact information

Main Address
Raleigh, NC
Mailing Address
Phone number
(919) 610-0567
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 10,040,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BISON WEALTH MANAGEMENT, LLC

CRD#: 297943Raleigh, NC

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