Craig M. Kirkpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Martin Kirkpatrick was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2022 - March 7, 2025
COMPASS SECURITIES CORPORATION
January 4, 2016 - May 23, 2022
FORESIDE FUND SERVICES, LLC
March 18, 2011 - December 31, 2015
QUASAR DISTRIBUTORS, LLC
June 15, 2009 - November 30, 2009
ALPS DISTRIBUTORS, INC.
October 12, 2004 - June 12, 2009
QUASAR DISTRIBUTORS, LLC
November 18, 1999 - September 27, 2004
FORESIDE DISTRIBUTION SERVICES, L.P.
May 26, 1998 - August 10, 1998
AMERICAN INVESTORS COMPANY
March 29, 1994 - December 31, 1996
MASON SECURITIES, INC.
September 29, 1986 - May 11, 1993
LIQUIDITY FINANCIAL ADVISORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
