Vincent J. Fisk

ATLAS FINANCIAL ADVISORS

BOCA RATON, FL 33431

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CRD#: 1414821

Professional summary

Vincent James Fisk, who also goes by Jamie Fisk, VInce Fisk, is a registered financial advisor currently at ATLAS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida and ZEUS FINANCIAL, LLC located in Boca Raton, Florida.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Vincent has worked at 21 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie Fisk | Vince Fisk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Atlas Financial Advisors, LLC: Investment-related, Boca Raton FL, Start Date, 02/2023, RIA, Investment Advisor Representative, approximately 80 hrs per month, approximately 60 of those hours per month are during trading hours, as an IAR, I am in charge of giving investment advice to clients. Compensation is based on a percentage of assets. Zeus Financial, LLC: Investment-related, Boca Raton FL, Start Date, 07/2025, Broker Dealer, Registered Representative, approximately 80 hrs per month, approximately 60 of those hours per month are during trading hours, as a Registered Representative, I market the services of the firm to institutional customers. Compensation is based on a salary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent James Fisk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2023 - Present

ATLAS FINANCIAL ADVISORS, LLC

Office #1: 4800 T-rex Ave Suite 100, Boca Raton, FL 33431

RIA

CRD#: 285580

BOCA RATON, FL

Current

July 16, 2025 - Present

ZEUS FINANCIAL, LLC

Office #1: 4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

CRD#: 18192

BOCA RATON, FL

Past

September 15, 2014 - November 15, 2022

SECUREVEST FINANCIAL GROUP

CRD#: 10100

BOCA RATON, FL

Past

September 18, 2006 - September 15, 2014

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

May 1, 2001 - September 20, 2006

JVB FINANCIAL GROUP, LLC

CRD#: 104412

BOCA RATON, FL

Past

July 31, 2000 - April 23, 2001

IBIS SECURITIES, LLC

CRD#: 38538

WALNUT CREEK, CA

Past

February 9, 1999 - July 5, 2000

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

May 22, 1997 - October 3, 1997

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

HAUPPAUGE, NY

Past

December 20, 1995 - November 5, 1996

SUNCOAST CAPITAL GROUP, LTD.

CRD#: 31214

FT. LAUDERDALE, FL

Past

November 1, 1995 - January 19, 1996

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

July 7, 1995 - November 15, 1995

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

March 8, 1991 - March 13, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 8, 1991 - March 13, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 8, 1991 - August 3, 1994

LEHWALD, OROSEY & PEPE INCORPORATED

CRD#: 16677

BOCA RATON, FL

Past

March 9, 1990 - February 5, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 21, 1988 - March 13, 1990

WESTCAP SECURITIES, L.P.

CRD#: 7301

HOUSTON, TX

Past

December 21, 1988 - March 13, 1990

WESTCAP GOVERNMENT SECURITIES, INC.

CRD#: 19645

Past

July 18, 1988 - December 23, 1988

LEHWALD, OROSEY & PEPE INCORPORATED

CRD#: 16677

Past

January 4, 1988 - July 21, 1988

FIRST STATE INVESTMENTS, INC.

CRD#: 16693

Past

June 8, 1987 - January 11, 1988

FIRST INVESTMENT SECURITIES, INC.

CRD#: 13459

Past

March 31, 1987 - June 18, 1987

TMA GOVERNMENT SECURITIES, LTD.

CRD#: 15196

Past

March 24, 1986 - April 6, 1987

FIRST INVESTMENT SECURITIES, INC.

CRD#: 13459

Past

October 24, 1985 - April 1, 1986

F.D. ROBERTS SECURITIES, INC.

CRD#: 693

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/10/2023)

Florida
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/19/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/4/2000

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ATLAS FINANCIAL ADVISORS, LLC

ATLAS FINANCIAL ADVISORS, LLC | BROADBILL ADVISORS, LLC

CRD#: 285580 / SEC#:

Connecticut

Registered Investment Advisory firm - (7/15/2022 Approved)

Florida

Registered Investment Advisory firm - (2/24/2017 Approved)

New Jersey

Registered Investment Advisory firm - (12/14/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (5/26/2023 Approved)

Texas

Registered Investment Advisory firm - (8/23/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4800 T-rex Ave Suite 100, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 350-6738

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 64,044,159

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent J. Fisk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent James Fisk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEUS FINANCIAL, LLC

SECUREVEST FINANCIAL GROUP

NEWBRIDGE SECURITIES CORPORATION

JVB FINANCIAL GROUP, LLC

IBIS SECURITIES, LLC

JOSEPH CHARLES & ASSOC., INC.

FIRST EMPIRE SECURITIES, INC.

SUNCOAST CAPITAL GROUP, LTD.

MEYERS POLLOCK ROBBINS, INC.

GMS GROUP

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

LEHWALD, OROSEY & PEPE INCORPORATED

MORGAN STANLEY DW INC.

WESTCAP SECURITIES, L.P.

WESTCAP GOVERNMENT SECURITIES, INC.

LEHWALD, OROSEY & PEPE INCORPORATED

FIRST STATE INVESTMENTS, INC.

FIRST INVESTMENT SECURITIES, INC.

TMA GOVERNMENT SECURITIES, LTD.

FIRST INVESTMENT SECURITIES, INC.

F.D. ROBERTS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2023

Series 63

Date: 11/12/1985

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 24

Date: 10/26/2009

Series 53

Date: 2/19/2001

Series 27

Date: 10/4/2000

FINRA

Current Firm

ATLAS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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