Michael R. Conway

WILSON-DAVIS & CO.

Salt Lake City, UT 84101

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CRD#: 1414757

Professional summary

Michael Ray Conway is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ray Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 1993 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main, Salt Lake City, UT 84101

CRD#: 3777

Salt Lake City, UT

Past

August 6, 1993 - November 30, 1993

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

May 9, 1990 - August 17, 1993

COVEY & CO., INC.

CRD#: 4110

SALT LAKE CITY, UT

Past

March 13, 1987 - April 25, 1990

BAGLEY SECURITIES, INC.

CRD#: 8643

Past

November 19, 1985 - January 30, 1987

WARREN & BROWN ASSOCIATES, INC.

CRD#: 13410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/9/2024)

Arizona
(1/31/2011)

California
(12/6/1993)

Colorado
(12/21/1994)

Connecticut
(5/16/2018)

Florida
(12/23/1994)

Georgia
(3/9/2017)

Idaho
(1/23/1996)

Illinois
(12/21/1994)

Iowa
(7/1/2019)

Kentucky
(4/30/2025)

Massachusetts
(3/11/2015)

Michigan
(7/23/2015)

Minnesota
(8/16/2017)

Montana
(6/11/2018)

Nevada
(12/1/1993)

New Jersey
(7/1/2019)

New York
(5/2/1996)

North Carolina
(7/8/2025)

Ohio
(4/22/2014)

Oregon
(6/29/2020)

Pennsylvania
(9/2/2020)

Puerto Rico
(8/17/2018)

South Dakota
(8/19/2025)

Texas
(5/5/2009)

Utah
(12/1/1993)

Virginia
(6/26/2025)

Washington
(2/4/1994)

Wisconsin
(4/27/2017)

Wyoming
(3/24/2020)

Exams

State Security Law Exam

Series 63

Date: 3/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ray Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAULSON INVESTMENT COMPANY LLC

COVEY & CO., INC.

BAGLEY SECURITIES, INC.

WARREN & BROWN ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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