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EM

Elaine S. Moss

VESTOR CAPITAL
Chicago, IL 60606-3840
Some features on this profile are disabled
CRD#: 1414684
EM

Professional summary

Elaine Sue Moss, who also goes by Elaine Sue Koby, Elaine Sue Kobymoss, is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.

Elaine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Elaine has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elaine Sue Koby | Elaine Sue Kobymoss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**1** BUSINESS: VESTOR CAPITAL, LLC INVESTMENT-RELATED: YES ADDRESS: CHICAGO IL 60606 NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER POSITION: EMPLOYEE START DATE: 10/2012 HOURS DEVOTED/MONTH: FULL TIME DURING TRADING HOURS: FULL TIME DUTIES: EMPLOYEE **2** BUSINESS: VESTOR CAPITAL SECURITIES, LLC INVESTMENT-RELATED: YES ADDRESS: CHICAGO IL 60606 NATURE OF BUSINESS: BROKER DEALER POSITION: EMPLOYEE START DATE: 09/1995 HOURS DEVOTED/MONTH: FULL TIME DURING TRADING HOURS: FULL TIME DUTIES: EMPLOYEE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elaine Sue Moss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2022 - Present

VESTOR CAPITAL, LLC

Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840
RIA
CRD#: 165855
Chicago, IL
Past

November 13, 2012 - December 31, 2021

VESTOR CAPITAL, LLC

RIA
CRD#: 165855
CHICAGO, IL
Past

September 27, 2005 - October 30, 2012

VESTOR CAPITAL PARTNERS, LLC

RIA
CRD#: 136859
CHICAGO, IL
Past

July 7, 1998 - September 27, 2005

VESTOR CAPITAL SECURITIES, LLC

RIA
CRD#: 15809
CHICAGO, IL
Past

October 6, 1995 - May 29, 2020

VESTOR CAPITAL SECURITIES, LLC

BD
CRD#: 15809
CHICAGO, IL
Past

February 19, 1993 - October 4, 1995

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

March 9, 1992 - March 8, 1993

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 29, 1987 - February 19, 1992

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

April 25, 1986 - July 22, 1987

RIALCOR/SHATKIN SECURITIES CORP.

BD
CRD#: 15930

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VESTOR CAPITAL, LLC
VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA
Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/10/2022)
IAR
Texas
(9/11/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/13/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination

Current Firm

VC
VESTOR CAPITAL, LLC
VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA
Registered Investment Advisory firm - (10/1/2012 Approved)
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Contact information

Main Address
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840
Mailing Address
Phone number
(312) 641-2400
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VESTOR CAPITAL ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,472
AUM (Assets Under Management)$ 2,081,002,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTOR CAPITAL, LLC

CRD#: 165855Chicago, IL 60606-3840

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