Gary D. Aronowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary David Aronowitz was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2010 - January 30, 2012
EAGLE STRATEGIES LLC
January 15, 2010 - January 30, 2012
NYLIFE SECURITIES LLC
September 13, 2000 - December 1, 2009
NYLIFE SECURITIES LLC
October 24, 1996 - December 2, 1999
DAVID LERNER ASSOCIATES, INC.
June 14, 1996 - October 30, 1996
GERALD S. BERGER, INC.
September 28, 1995 - June 11, 1996
1717 CAPITAL MANAGEMENT COMPANY
April 14, 1994 - September 18, 1995
IDS LIFE INSURANCE COMPANY
April 14, 1994 - September 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
November 19, 1989 - February 23, 1994
OSAIC WEALTH, INC.
June 21, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 18, 1985 - July 7, 1988
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
