AS
Adam T. Sherman
HORNOR, TOWNSEND & KENT
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1414672
AS
Professional summary
Adam Todd Sherman, CFP®, who also goes by Adam T Sherman, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boca Raton, Florida.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Adam has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Elder Care
Business Succession Planning
Divorce Planning
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Adam T Sherman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 & 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DT: 6/24/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC & ANNUIY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INS. CO. 2) BOARD MEMBER | INVESTMENT RELATED - NO | DBA NAME: GREEN VALLEY COUNTRY CLUB | POSITION HELD: BOARD MEMBER/TRUSTEE | ADDRESS: 201 W. RIDGE PIKE, LAFAYETTE HILL, PA 19444 | START DT: 1/1/1994 | NATURE OF ACTIVITY: OTHERCOUNTRY CLUB | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: CHAIRMAN OF NOMINATING COMMITTEE AT CLUB; OVERSIGHT OF NOMINATIONS OF BOARD MEMBERSHIP. 3) PHILADELPHIA YOUTH BASKETBALL BOARD MEMBER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: DIRECTOR | ADDRESS: MELLON BANK CENTER 1735 MARKET STREET PHILADELPHIA, PA 19103 | START DATE: 3/25/2018 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETS , ASSESS STRATEGY. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 PRIVATE CLIENT GROUP | POSITION HELD:FOUNDING PARTNER/AGENT | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 & 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 4/1/2018 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY INCLUDING LIFE SETTLEMENTS START DATE 04/15/2020. 5) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LION STREET | POSITION HELD: AGENT | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 & 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 |START DATE: 12/24/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS. 6)BOCA RATON ESTATE PLANNING COUNCIL | POSITION: DIRECTOR | NATURE: EDUCATIONAL AND NETWORKING GROUP IN THE ESTATE PLANNING PROFESSION | INVESTMENT RELATED: NO | NUMBER OF HOURS: 3 | SECURITIES TRADING HOURS: 0 | START DATE: 11/01/2022 | ADDRESS: 7244 VALENCIA DRIVE, BOCA RATON FL 33433 | DESCRIPTION: I AM A DIRECTOR OF ESTATE PLANNING COUNCIL, WE ARE LOOKING TO PROVIDE TOP SPEAKERS AND NETWORKING OPPORTUNITIES FOR ESTATE PLANNING PROFESSIONAL. 7)ADJUNCT FACULTY MEMBER | POSITION: EMPLOYEE | NATURE: TEACHING A UNDERGRADUATE/GRADUATE LEVEL FINANCE CLASS AT FLORIDA ATLANTIC UNIVERSITY | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 0 | START DATE: 01/01/2024 | ADDRESS: FLORIDA ATLANTIC UNIVERSITY, 777 GLADES RD, BOCA RATON FL 33431 | DESCRIPTION: I WILL BE TEACHING A FINANCE CLASS AT THE COLLEGE LEVEL. THE INITIAL CLASS IS CASE STUDIES IN FINANCIAL MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Todd Sherman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Todd Sherman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
July 22, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Boca Raton, FL
Current
July 1, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Boca Raton, FL
Past
February 7, 2011 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PHILADELPHIA, PA
Past
February 4, 2011 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PHILADELPHIA, PA
Past
August 23, 2004 - August 2, 2016
FIRSTRUST FINANCIAL ADVISORS
RIA
CRD#: 131620
PHILADELPHIA , PA
Past
July 5, 2002 - February 10, 2011
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PHILADELPHIA, PA
Past
August 9, 2001 - December 17, 2004
PROGRESS FINANCIAL ADVISORS
RIA
CRD#: 119114
PHILADELPHIA, PA
Past
December 10, 1985 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
December 10, 1985 - February 10, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/15/2023)
RR
California(7/1/2016)
RR
Colorado(11/21/2023)
RR
Connecticut(10/10/2024)
RR
Delaware(7/1/2016)
RR
District of Columbia(9/19/2025)
RR
Florida(7/1/2016)
IAR
Florida(12/2/2024)
RR
Georgia(7/1/2016)
RR
Kentucky(4/21/2022)
RR
Maryland(7/1/2016)
RR
Massachusetts(7/1/2016)
RR
Minnesota(4/6/2021)
RR
Missouri(10/20/2021)
RR
New Jersey(7/1/2016)
RR
New York(7/1/2016)
RR
North Carolina(7/1/2016)
RR
Ohio(7/17/2023)
RR
Oregon(9/25/2025)
RR
Pennsylvania(7/1/2016)
IAR
Pennsylvania(7/22/2016)
RR
South Carolina(7/1/2016)
RR
Texas(7/1/2016)
IAR
Texas(4/29/2025)
RR
Utah(7/1/2016)
RR
Virginia(7/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
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