David M. Doll

SEQUENT ASSET MANAGEMENT

Houston, TX 77024

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CRD#: 1414550

Professional summary

David Matthew Doll is a registered financial advisor currently at SEQUENT ASSET MANAGEMENT, LLC located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF MADSEN WATERS, LLC - PERSONAL FAMILY INVESTMENT ENTITY (STATE OF TEXAS) OWNER AND DIRECTOR OF LE JONES - VALVE SEAT MANUFACTURING FIRM (STATE OF MICHIGAN. TIME SPENT - 5-10 HOURS SPENT PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Doll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2008 - Present

SEQUENT ASSET MANAGEMENT, LLC

Office #1: 952 Echo Lane, Suite 312, Houston, TX 77024

RIA

CRD#: 148194

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUENT ASSET MANAGEMENT, LLC

CRD#: 148194 / SEC#: 801-69523

RIA

Registered Investment Advisory firm - (8/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/29/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2008

Uniform Investment Adviser Law Examination

Current Firm

SEQUENT ASSET MANAGEMENT, LLC

CRD#: 148194 / SEC#: 801-69523

RIA

Registered Investment Advisory firm - (8/29/2008 Approved)

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Contact information

Main Address

952 Echo Lane, Suite 312, Houston, TX 77024

Mailing Address

Phone number

(713) 467-0008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEQUENT - FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 972,706,762

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/26/2025	Cover Page	Report
01/17/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Doll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Doll's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENT ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

SEQUENT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2008

Current Firm

SEQUENT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEQUENT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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