David L. Resnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David L Resnick was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - December 31, 2016
ETICO PARTNERS, LLC
May 9, 2000 - September 6, 2012
ROTHSCHILD & CO US INC.
May 28, 1996 - January 31, 2001
SOLOMON PARTNERS SECURITIES, LLC
June 29, 1990 - March 8, 1996
LAZARD FRERES & CO. LLC
October 22, 1985 - June 28, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ETICO PARTNERS, LLC
CRD#: 122481 / SEC#: , 8-65500
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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