Scott P. Peters

GORDIAN WEALTH ADVISORS

Mill Valley, CA 94941

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CRD#: 1414526

Professional summary

Scott Philip Peters, who also goes by Scott P Peters, is a registered financial advisor currently at GORDIAN WEALTH ADVISORS, LLC located in Mill Valley, California and CAPULENT LLC located in Mill Valley, California.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Scott has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 15, Series 5, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott P Peters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GORDIAN WEALTH ADVISORS, LLC, MILL VALLEY, CA, INVESTMENT ADVISORY FIRM, INVESTMENT-RELATED,INVESTMENT ADVISORY SERVICES, HOURS PER MONTH SPENT VARIES. 2. GORDIAN CAPITAL MANAGEMENT, REGISTERED INVESTMENT ADVISOR, FUND OF FUND, MANAGING MEMBER, MILL VALLEY, CA, INVESTMENT-RELATED, 1 HOUR PER MONTH SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Philip Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2016 - Present

GORDIAN WEALTH ADVISORS, LLC

Office #1: 100 B Shoreline Hwy Suite 302, Mill Valley, CA 94941

RIA

CRD#: 281775

Mill Valley, CA

Current

October 14, 2017 - Present

CAPULENT LLC

Office #1: 100 B Shoreline Hwy Ste 302, Mill Valley, CA 94941

CRD#: 155155

Mill Valley, CA

Past

October 22, 2015 - December 31, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

MILL VALLEY, CA

Past

October 2, 2015 - May 5, 2017

SANCTUARY SECURITIES LLC

CRD#: 144091

MILL VALLEY, CA

Past

July 8, 1997 - February 7, 2006

TRADEWINDS FINANCIAL CORPORATION

RIA

CRD#: 123686

MILL VALLEY, CA

Past

September 22, 1995 - September 29, 2004

TRADEWINDS SECURITIES CORPORATION

CRD#: 31160

MILL VALLEY, CA

Past

October 22, 1985 - March 31, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GORDIAN WEALTH ADVISORS, LLC

CRD#: 281775 / SEC#: 801-106836

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/15/2016)

California
(10/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/31/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 12/2/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 15

Date: 1/2/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 1/2/1986

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 10/28/1985

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GORDIAN WEALTH ADVISORS, LLC

CRD#: 281775 / SEC#: 801-106836

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

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Contact information

Main Address

100 B Shoreline Hwy Suite 302, Mill Valley, CA 94941

Mailing Address

Phone number

(833) 467-3426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GORDIAN WEALTH ADVISORS LLC ADV PART 2A (9/25/2025)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 348,069,536

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Scott P. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Philip Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPULENT LLC

CROSSPOINT CAPITAL MANAGEMENT

SANCTUARY SECURITIES LLC

TRADEWINDS FINANCIAL CORPORATION

TRADEWINDS SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GORDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2015

Series 63

Date: 10/31/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2015

Series 55

Date: 12/2/2000

Series 15

Date: 1/2/1986

Series 5

Date: 1/2/1986

Series 3

Date: 10/28/1985

Series 24

Date: 12/4/1995

FINRA

Current Firm

GORDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GORDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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