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SA

Sajjad Ahmed

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CRD#: 1414483
SA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sajjad Ahmed, who also goes by Sahhad Ahmed, was a registered financial professional .

Sajjad is a previously registered financial professional and started their career in finance in 1985. Sajjad had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sahhad Ahmed

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 12, 2004 - March 17, 2005

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

March 14, 2001 - November 4, 2002

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

June 29, 1998 - December 31, 1998

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

March 7, 1996 - May 3, 1996

G - W BROKERAGE GROUP, INC.

BD
CRD#: 22691
BEVERLY, NJ
Past

November 25, 1992 - January 11, 1994

U.S. SECURITIES CORPORATION OF WASHINGTON, DC

BD
CRD#: 25231
Past

January 10, 1990 - August 29, 1990

EMANUEL AND COMPANY

BD
CRD#: 7309
NEW YORK, NY
Past

December 18, 1986 - February 21, 1987

KUREEN & COOPER, INC.

BD
CRD#: 2488
Past

June 16, 1986 - August 27, 1986

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

February 4, 1986 - July 15, 1986

GREENTREE SECURITIES CORP.

BD
CRD#: 7372
Past

November 20, 1985 - February 11, 1986

NORBAY SECURITIES INC.

BD
CRD#: 5431

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/6/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


WC
WAVELAND CAPITAL PARTNERS LLC
MERCER GLOBAL SECURITIES LLC | WAVELAND SECURITIES LLC | WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054 / SEC#: , 8-48962

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
19800 Macarthur Blvd Suite 650, Irvine, CA 92612
Mailing Address
19800 Macarthur Blvd Suite 650, Irvine, CA 92612
Phone number
(949) 706-5000
Established
Delaware since 03/28/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
WAVELAND CAPITAL GROUP LLCOWNER
DOOLEY, ADAM JAMESPRESIDENT2547292
IRVANI, SAMFINOP4298335
PRINCE, TRISHA ANNECHIEF COMPLIANCE OFFICER2941980

Disclosures


Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

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