JK
Julie A. Koeninger
FORESIDE FUND SERVICES
Portland, ME 04101
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CRD#: 1414344
JK
Professional summary
Julie Ann Koeninger, CFA is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1985. Julie has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julie Ann Koeninger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 14, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Past
February 28, 2020 - June 2, 2025
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
August 26, 2019 - December 4, 2023
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
December 22, 1999 - August 17, 2005
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
June 27, 1990 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
June 27, 1990 - December 3, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
October 5, 1987 - August 16, 1988
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
October 22, 1985 - September 23, 1987
CITICORP SECURITIES, INC.
BD
CRD#: 7474
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2026)
RR
Alaska(5/14/2026)
RR
Arizona(5/14/2026)
RR
Arkansas(5/14/2026)
RR
California(5/14/2026)
RR
Colorado(5/14/2026)
RR
Connecticut(5/14/2026)
RR
Delaware(5/14/2026)
RR
District of Columbia(5/14/2026)
RR
Florida(5/14/2026)
RR
Georgia(5/14/2026)
RR
Hawaii(5/14/2026)
RR
Idaho(5/14/2026)
RR
Illinois(5/14/2026)
RR
Indiana(5/14/2026)
RR
Iowa(5/14/2026)
RR
Kansas(5/14/2026)
RR
Kentucky(5/14/2026)
RR
Louisiana(5/14/2026)
RR
Maine(5/14/2026)
RR
Maryland(5/14/2026)
RR
Massachusetts(5/14/2026)
RR
Michigan(5/14/2026)
RR
Minnesota(5/14/2026)
RR
Mississippi(5/14/2026)
RR
Missouri(5/14/2026)
RR
Montana(5/14/2026)
RR
Nebraska(5/14/2026)
RR
Nevada(5/14/2026)
RR
New Hampshire(5/14/2026)
RR
New Jersey(5/14/2026)
RR
New Mexico(5/14/2026)
RR
New York(5/14/2026)
RR
North Carolina(5/14/2026)
RR
North Dakota(5/14/2026)
RR
Ohio(5/14/2026)
RR
Oklahoma(5/14/2026)
RR
Oregon(5/14/2026)
RR
Pennsylvania(5/14/2026)
RR
Rhode Island(5/14/2026)
RR
South Carolina(5/14/2026)
RR
South Dakota(5/14/2026)
RR
Texas(5/14/2026)
RR
Utah(5/14/2026)
RR
Vermont(5/14/2026)
RR
Virginia(5/14/2026)
RR
Washington(5/14/2026)
RR
West Virginia(5/14/2026)
RR
Wisconsin(5/14/2026)
RR
Wyoming(5/14/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/26/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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