MK
Madeleine J. Kassimir
JANNEY MONTGOMERY SCOTT LLC
New York, NY 10036
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CRD#: 1414333
MK
Professional summary
Madeleine Joy Kassimir, who also goes by Maddee Kassimer, Madeleine Kassimer, Maddee Siegel, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in New York, New York.
Madeleine is registered as a RR (Registered Representative) and started their career in finance in 1985. Madeleine has worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Maddee Kassimer | Madeleine Kassimer | Maddee Siegel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Madeleine Joy Kassimir's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2015 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1166 Avenue Of The Americas, New York, NY 10036RIA
BD
CRD#: 463
New York, NY
Past
September 4, 2012 - October 28, 2014
DAIWA CAPITAL MARKETS AMERICA INC.
BD
CRD#: 1576
NEW YORK, NY
Past
September 21, 2009 - May 31, 2012
CRT CAPITAL GROUP LLC
BD
CRD#: 28830
NEW YORK, NY
Past
November 3, 2008 - September 16, 2009
SEAPORT GLOBAL SECURITIES LLC
BD
CRD#: 116270
NEW YORK, NY
Past
March 18, 2008 - October 24, 2008
TERWIN CAPITAL, LLC
BD
CRD#: 122463
NEW YORK, NY
Past
February 4, 2003 - February 21, 2008
WAMU CAPITAL CORP.
BD
CRD#: 119069
NEW YORK, NY
Past
September 20, 2002 - January 28, 2003
ETICO PARTNERS, LLC
BD
CRD#: 122481
SARATOGA SPRINGS, NY
Past
July 1, 1998 - September 20, 2002
M. J. WHITMAN, INC.
BD
CRD#: 27870
NEW YORK, NY
Past
April 9, 1990 - April 3, 1998
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 22, 1985 - February 20, 1990
CITICORP SECURITIES, INC.
BD
CRD#: 7474
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/27/2015)
RR
Colorado(8/27/2015)
RR
Connecticut(8/27/2015)
RR
Florida(8/27/2015)
RR
Illinois(6/26/2020)
RR
Massachusetts(8/27/2015)
RR
Michigan(2/16/2022)
RR
Minnesota(8/27/2015)
RR
New Jersey(3/16/2015)
RR
New York(3/16/2015)
RR
North Carolina(8/27/2015)
RR
Ohio(8/27/2015)
RR
Pennsylvania(3/16/2015)
RR
South Carolina(8/27/2015)
RR
Tennessee(2/7/2022)
RR
Texas(8/27/2015)
RR
Virginia(8/27/2015)
RR
West Virginia(2/29/2016)
RR
Wisconsin(8/27/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
