Dennis K. O'brien

COASTAL FINANCIAL ADVISORS

FARMINGDALE, NJ

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CRD#: 1414218

Professional summary

Dennis Keith O'brien, who also goes by Dennis Keith Obrien, is a registered financial advisor currently at COASTAL FINANCIAL ADVISORS, INC. located in Farmingdale, New Jersey.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Dennis has worked at 4 firms and has passed the Series 66, Series 7 and Series 6 exams.

Biography

We provide the following services:
Investment ManagementTax Planning and PreparationInsurance ReviewPlanning for Education/Retirement/EstatesCash ManagementRetirement Plans including SEP, 401k, 403bEndowment and Foundation Management.

Question & Answer

What are your service offerings?

We provide comprehensive Fee O...

For Business - we provide reti...

For Non-Profits - we provide 4...

We continue to be sited in num...

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Divorce Planning

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Dennis Keith Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COASTAL BUSINESS SERVICES, LLC; NOT INVESTMENT RELATED; PO BOX 529 FARMINGDALE, NJ 07727; NATURE OF BUSINESS-BUSINESS CONSULTING; TITLE-PRESIDENT; STARTED 04/2004; APPROX. 20 HRS./MTH DEVOTED TO BUSINESS, & 20 HRS. DURING SECURITIES TRADING; DUTIES-GENERAL SMALL BUSINESS CONSULTING, COMPUTER CONSULTING AND PROJECT MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Keith O'brien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2004 - Present

COASTAL FINANCIAL ADVISORS, INC.

RIA

CRD#: 131891

FARMINGDALE, NJ

Past

November 4, 2003 - April 12, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PRINCETON, NJ

Past

October 21, 2003 - April 12, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 21, 2003 - April 12, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 9, 1985 - June 24, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/4/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COASTAL FINANCIAL ADVISORS, INC.

CRD#: 131891 / SEC#:

New Jersey

Registered Investment Advisory firm - (8/4/2004 Approved)

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Contact information

Main Address

Farmingdale, NJ

Mailing Address

P.o. Box 529, Farmingdale, NJ 07727

Phone number

(732) 683-2330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 19,730,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Dennis K. O'brien

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Keith O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

COASTAL FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2003

Series 7

Date: 10/20/2003

Series 6

Date: 10/8/1985

Current Firm

COASTAL FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COASTAL FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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