Richard E. Resnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Eric Resnick, who also goes by Richrd Eric Rensick, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 4 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1989 - May 5, 1989
CMC SECURITIES CORPORATION
December 12, 1988 - December 20, 1988
BOUCHER, OEHMKE & COMPANY
April 8, 1988 - October 5, 1988
STERN FINANCIAL SECURITIES, INC.
October 15, 1985 - December 22, 1986
INVESTACORP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CMC SECURITIES CORPORATION
CRD#: 5338 / SEC#: , 8-15569
Contact information
Documents
Red Flags
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