Robert F. Spivey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Fulton Spivey JR, who also goes by Robbie Spivey, Robert Fulton Spivey, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2023 - March 13, 2025
TOLLEY FINANCIAL GROUP, LLC
February 13, 2017 - January 3, 2023
INTEGRATED ADVISORS NETWORK LLC
June 6, 2012 - February 13, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
December 1, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
December 1, 2008 - February 13, 2017
FIRST ALLIED SECURITIES, INC.
December 13, 2001 - December 5, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 31, 1996 - December 5, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 3, 1992 - July 30, 1996
SIGNATOR INVESTORS, INC.
May 13, 1991 - June 3, 1992
MML INVESTORS SERVICES, LLC
June 27, 1986 - May 10, 1991
NEW ENGLAND SECURITIES
October 22, 1985 - July 1, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOLLEY FINANCIAL GROUP, LLC
CRD#: 302115 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 347 |
| AUM (Assets Under Management) | $ 80,343,263 |
Red Flags
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