Matthew D. Medeiros

THE INSTITUTE

Denver, CO 80123

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CRD#: 1413962

Professional summary

Matthew Douglas Medeiros, who also goes by Matt Medeiros, is a registered financial advisor currently at THE INSTITUTE located in Denver, Colorado.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Matthew has worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Medeiros

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT ADVISOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Medeiros's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2018 - Present

THE INSTITUTE

Office #1: 9878 W. Belleview Ave. #2306, Denver, CO 80123

RIA

CRD#: 127207

Denver, CO

Past

February 21, 2005 - December 1, 2005

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

August 4, 2003 - June 9, 2004

THE INSTITUTE

RIA

CRD#: 127207

DENVER, CO

Past

August 4, 2003 - December 31, 2017

THE INSTITUTE

RIA

CRD#: 127207

DENVER, CO

Past

June 18, 2001 - February 18, 2003

OMNIVEST, INC.

CRD#: 13396

DENVER, CO

Past

January 1, 1999 - August 8, 2003

PEAK SECURITIES GROUP, INC.

RIA

CRD#: 112272

DENVER, CO

Past

January 1, 1999 - December 9, 2003

PEAK WEALTH MANAGEMENT LLC

RIA

CRD#: 107324

DENVER, CO

Past

June 11, 1998 - June 5, 2000

NTB FINANCIAL CORPORATION

CRD#: 7425

HIGHLANDS RANCH, CO

Past

May 10, 1995 - March 11, 1998

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

September 15, 1994 - June 16, 1995

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

February 5, 1990 - September 14, 1994

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 25, 1988 - February 27, 1990

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/24/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

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Contact information

Main Address

9878 W. Belleview Ave. #2306, Denver, CO 80123

Mailing Address

Phone number

(303) 572-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE INSTITUTE 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,848
AUM (Assets Under Management)	$ 1,154,643,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Medeiros

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Medeiros's CRS (Customer Relationship Summary).

Certified licenses

Experience

RMIN SECURITIES, INC.

THE INSTITUTE

THE INSTITUTE

OMNIVEST, INC.

PEAK SECURITIES GROUP, INC.

PEAK WEALTH MANAGEMENT LLC

NTB FINANCIAL CORPORATION

CETERA ADVISORS LLC

BOLTON GLOBAL CAPITAL

WOODBURY FINANCIAL SERVICES, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

Primary Firm SEC Registration

THE INSTITUTE

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1989

Series 7

Date: 3/24/1995

Series 6

Date: 10/15/1988

Current Firm

THE INSTITUTE

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INSTITUTE

TRUST BUT VERIFY

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