Robert V. Viaille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Viaille III, who also goes by Robert VIncent Viaille, Vince Viaille, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 3 firms and has passed the Series 63, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - September 26, 2012
PRESTON SECURITIES, LLC
January 13, 2009 - December 27, 2016
SPECIALIZED PUBLIC FINANCE INC
May 12, 1993 - December 5, 2008
FIRST SOUTHWEST COMPANY, LLC
September 21, 1990 - May 26, 1992
FIRST SOUTHWEST COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESTON SECURITIES, LLC
CRD#: 155577 / SEC#: , 8-68724
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
