DH

Donald E. Henderson

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CRD#: 1413896
DH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Eugene Henderson II, who also goes by Donnie Henderson, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1990. Donald had worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donnie Henderson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 2014 - June 10, 2015

BUCKSHOT STRATEGIES

RIA
CRD#: 164390
AUSTIN, TX
Past

January 23, 2013 - July 25, 2013

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
AUSTIN, TX
Past

September 7, 2012 - December 11, 2012

BUCKSHOT STRATEGIES

RIA
CRD#: 164390
AUSTIN, TX
Past

November 12, 2009 - December 1, 2011

PUBLIC FINANCIAL MANAGEMENT INC

RIA
CRD#: 105975
AUSTIN, TX
Past

October 1, 2008 - February 9, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 4, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
AUSTIN, TX
Past

October 1, 1997 - April 6, 2000

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

July 29, 1997 - June 15, 2001

J.P. MORGAN SECURITIES OF TEXAS, INC.

BD
CRD#: 17116
HOUSTON, TX
Past

October 20, 1995 - August 11, 1997

SECURITIES RESOLUTION CORPORATION

BD
CRD#: 7119
MINNEAPOLIS, MN
Past

April 9, 1992 - September 8, 1995

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 21, 1990 - June 6, 1991

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


BS
BUCKSHOT STRATEGIES
BUCKSHOT STRATEGIES | BUCKSHOT STRATEGIES LLC

CRD#: 164390 / SEC#:

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Contact information


Main Address
Austin, TX
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUCKSHOT STRATEGIES

CRD#: 164390

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