Beccah L. Boman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beccah Leigh Boman, who also goes by Beckie Leigh Boman, Beckie Leigh Bowman, Beckie Leigh Jiracek, Beccah Risdall, was a registered financial advisor .
Beccah is a previously registered financial advisor and started their career in finance in 1985. Beccah had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2009 - August 1, 2011
WORKMAN SECURITIES CORPORATION
July 22, 2009 - August 1, 2011
WORKMAN SECURITIES CORPORATION
May 9, 2005 - July 13, 2009
STIFEL INDEPENDENT ADVISORS, LLC
February 20, 2004 - July 13, 2009
STIFEL INDEPENDENT ADVISORS, LLC
May 22, 2001 - February 23, 2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 5, 1997 - June 1, 2001
ROBERT W. BAIRD & CO. INCORPORATED
July 18, 1994 - August 25, 1997
UBS FINANCIAL SERVICES INC.
August 8, 1986 - August 3, 1994
PIPER SANDLER & CO.
October 23, 1985 - August 18, 1986
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/1/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
