Eileen G. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Grace Evans, who also goes by Eileen Grace Evans, Eileen G. Evans-cooper, Eileen G Evans, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1985. Eileen had worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - January 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 24, 2013 - November 18, 2013
CETERA WEALTH SERVICES, LLC
November 1, 2010 - June 27, 2011
RAYMOND JAMES & ASSOCIATES, INC.
November 5, 2008 - December 16, 2009
NATIONAL PLANNING CORPORATION
August 29, 2007 - November 7, 2008
OSAIC SERVICES, INC.
April 8, 2003 - February 18, 2005
CITICORP INVESTMENT SERVICES
March 26, 2003 - February 18, 2005
CITICORP INVESTMENT SERVICES
October 31, 2000 - November 1, 2002
MORGAN STANLEY DW INC.
February 14, 2000 - November 1, 2002
MORGAN STANLEY DW INC.
October 21, 1997 - February 22, 2000
CITIGROUP GLOBAL MARKETS INC.
October 2, 1991 - December 31, 1992
ACCI SECURITIES, INC.
February 9, 1988 - June 22, 1988
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
December 17, 1985 - June 22, 1988
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
