Victoriaann Sperbeck
Professional summary
Victoriaann Sperbeck was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Victoriaann is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Victoriaann had worked at 6 firms, which includes NORTH COAST SECURITIES CORPORATION, ASSOCIATED SECURITIES CORP., PATTERSON FINANCIAL SERVICES INC., CHRISTOPHER WEIL & COMPANY INC, INTEGRATED RESOURCES EQUITY CORPORATION, PIRTLE FINANCIAL SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1996 - August 1, 2001
NORTH COAST SECURITIES CORPORATION
January 21, 1993 - December 15, 1995
ASSOCIATED SECURITIES CORP.
December 16, 1988 - December 31, 1992
PATTERSON FINANCIAL SERVICES, INC.
July 5, 1988 - October 31, 1988
CHRISTOPHER WEIL & COMPANY, INC
November 4, 1986 - July 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 4, 1986 - October 22, 1986
PIRTLE FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
NORTH COAST SECURITIES CORPORATION
CRD#: 35982 / SEC#: , 8-47065
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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