Deborah J. Rubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jean Rubin, CFP®, who also goes by Debbie Fried, Deborah Jean Fried, Deborah Fried, Debbie Rubin, Deborah Rubin, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1986. Deborah had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
July 1, 2019 - November 21, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
February 22, 2010 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
May 4, 2009 - December 4, 2009
ONEAMERICA SECURITIES, INC.
February 24, 2000 - February 19, 2009
VOYA FINANCIAL PARTNERS, LLC
February 17, 1998 - February 25, 2000
JOHN HANCOCK DISTRIBUTORS LLC
February 21, 1995 - December 5, 1996
ALLFIRST BROKERAGE CORPORATION
June 16, 1993 - April 25, 1994
MNB BROKERAGE ALTERNATIVE, INC.
February 22, 1990 - September 25, 1992
MNB BROKERAGE ALTERNATIVE, INC.
August 21, 1989 - October 26, 1989
MNB BROKERAGE ALTERNATIVE, INC.
March 29, 1988 - July 19, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 29, 1988 - July 19, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 29, 1988 - July 19, 1988
OSAIC FA, INC.
May 20, 1986 - May 1, 1987
PREFERRED BROKERAGE SERVICE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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