Karen M. Carr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Marie Carr, CFP®, who also goes by Karen Carr, Karen Marie Komives, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1986. Karen had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - December 31, 2017
VALMARK ADVISERS, INC.
July 26, 2012 - December 31, 2017
VALMARK SECURITIES, INC.
January 14, 2010 - July 30, 2012
FIRSTMERIT ADVISORS, INC.
October 6, 2009 - July 30, 2012
FIRSTMERIT FINANCIAL SERVICES, INC
February 27, 2006 - January 22, 2010
INVEST FINANCIAL CORPORATION
July 1, 2005 - January 14, 2010
INVEST FINANCIAL CORPORATION
March 15, 2001 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
September 3, 1999 - March 14, 2001
KEYBANC CAPITAL MARKETS INC.
July 31, 1995 - September 3, 1999
KEY CLEARING CORP.
October 3, 1994 - July 31, 1995
FIDELITY BROKERAGE SERVICES LLC
May 9, 1994 - October 3, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
July 30, 1992 - October 13, 1994
NATIONAL CITY INVESTMENTS CORPORATION
April 20, 1987 - July 17, 1992
CHARLES SCHWAB & CO., INC.
June 2, 1986 - April 10, 1987
AT INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/24/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
