John N. Sturtevant

GUIDESOURCE CAPITAL MANAGEMENT

Tucson, AZ

Some features on this profile are disabled

CRD#: 1413167

Professional summary

John Northmore Sturtevant is a registered financial advisor currently at GUIDESOURCE CAPITAL MANAGEMENT, LLC located in Tucson, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director Strategic Development/Board Member; CorporateCARE Solution, Inc.; Investment Related: No; Location: 4625 E Ft Lowell Rd Suite 100, Tucson AZ, 85712; Description of the business: Backup child & adult care benefits for employers.; Responsibilities Duties: Corporate governance and strategic advice.; Start date with business: 2021-01-01; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Northmore Sturtevant's CRS (Customer Relationship Summary).

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 23, 1990 - May 13, 1992

GREAT SOUTHERN INVESTMENTS

CRD#: 19591

SPRINGFIELD, MO

Past

December 2, 1988 - September 23, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 23, 1985 - November 29, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/3/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/25/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GUIDESOURCE CAPITAL MANAGEMENT, LLC

CRD#: 291929 / SEC#:

Arizona

Registered Investment Advisory firm - (4/23/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tucson, AZ

Mailing Address

Phone number

(520) 204-6798

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 8,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John N. Sturtevant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Northmore Sturtevant's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENBERG FINANCIAL GROUP

PERSPECTIVE FINANCIAL SERVICES LLC

MILLER/RUSSELL & ASSOCIATES, INC.

CHARLES SCHWAB & CO., INC.

GREAT SOUTHERN INVESTMENTS

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2004

Series 63

Date: 10/23/1985

Series 3

Date: 8/3/1987

Series 7

Date: 10/19/1985

Series 8

Date: 2/25/1997

Current Firm

GUIDESOURCE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDESOURCE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors