Glenn E. Stephenson
IBEX WEALTH ADVISORS
Bedminster, NJ 07921
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CRD#: 1412986
Professional summary
Glenn Edward Stephenson, CFP® is a registered financial advisor currently at IBEX WEALTH ADVISORS, LLC located in Bedminster, New Jersey and LPL FINANCIAL LLC located in Bedminster, New Jersey.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Glenn has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Insurance Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/1/2010: REAL ESTATE RENTAL - HOLLAND BROOK HOLDINGS - HORSE STABLES (VARIES BETWEEN 4 AND 6). NO RENTERS ARE LPL CUSTOMERS. - INVESTMENT RELATED - TIME SPENT 1% - WHITEHOUSE STATION, NJ. 2. 01/07/2016 * Captive Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/15/2015 * 5 HRS/MO NOT DURING SECS TRDG HRS. 3. 4/19/2018 - 6 THOMPSON AVE LLC - Investment Related - 660 OLD CHESTER ROAD CHESTER, NJ 07930 - Start Date: 4/2018 - 1 Hours Per Month/0 Hours During Trading. 4. 4/19/2018 - KKB REALTY HOLDING COMPANY LLC - Not Investment Related - PURCHASING RENTAL PROPERTIES - Start Date: 4/2018 - 1 Hours Per Month/0 Hours During Trading. 5. 1/12/2021 - IBEX Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/13 - 200 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Ibex Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 01/2014. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Edward Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
January 17, 2014 - Present
IBEX WEALTH ADVISORS, LLC
Office #1: 135 Us Highway 202 206 Suite 4, Bedminster, NJ 07921RIA
CRD#: 168674
Bedminster, NJ
Current
January 4, 2000 - Present
LPL FINANCIAL LLC
Office #1: 135 Us Highway 202 206, Ste 4, Bedminster, NJ 07921RIA
BD
CRD#: 6413
Bedminster, NJ
Past
July 23, 2002 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEBANON, NJ
Past
May 3, 1999 - January 6, 2000
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
May 4, 1987 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
March 14, 1986 - April 15, 1987
G. K. SCOTT & CO., INC.
BD
CRD#: 3305
Past
September 24, 1985 - February 14, 1986
INDIVIDUAL'S SECURITIES LTD.
BD
CRD#: 7279
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IBEX WEALTH ADVISORS, LLC
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
CRD#: 168674 / SEC#: 801-78971
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/20/2009)
RR
Arizona(1/4/2000)
RR
California(1/4/2000)
RR
Colorado(7/21/2011)
RR
Connecticut(9/23/2002)
RR
Delaware(4/24/2003)
RR
Florida(1/4/2000)
RR
Georgia(3/7/2011)
RR
Illinois(6/13/2019)
RR
Indiana(6/13/2019)
RR
Louisiana(9/29/2020)
RR
Maine(1/21/2000)
RR
Maryland(3/2/2015)
RR
Massachusetts(11/29/2004)
RR
Missouri(8/11/2016)
RR
Montana(9/28/2020)
RR
Nevada(2/7/2007)
RR
New Hampshire(6/20/2011)
RR
New Jersey(1/4/2000)
IAR
New Jersey(1/17/2014)
RR
New York(1/4/2000)
RR
North Carolina(2/25/2015)
RR
Ohio(6/9/2010)
RR
Oregon(3/25/2022)
RR
Pennsylvania(6/7/2001)
RR
Rhode Island(4/18/2023)
RR
South Carolina(7/31/2015)
RR
Texas(4/21/2006)
IAR
Texas(12/4/2023)
RR
Vermont(9/23/2016)
RR
Virginia(9/23/2016)
RR
Washington(3/25/2022)
RR
Wyoming(9/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IBEX WEALTH ADVISORS, LLC
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
CRD#: 168674 / SEC#: 801-78971
RIA
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Contact information
Main Address
135 Us Highway 202 206 Suite 4, Bedminster, NJ 07921
Mailing Address
Phone number
(908) 849-4800
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,014 |
| AUM (Assets Under Management) | $ 963,308,925 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
