Howard N. Henick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Neil Henick was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1985. Howard had worked at 5 firms and has passed the Series 63, Series 15, Series 3, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2008 - April 16, 2025
SCURLYDOG CAPITAL, LLC
March 4, 2005 - November 7, 2007
MORGAN STANLEY MARKET PRODUCTS INC.
March 19, 1998 - November 7, 2007
MORGAN STANLEY & CO. LLC
January 9, 1997 - March 23, 1998
DEUTSCHE BANK SECURITIES INC.
September 24, 1985 - January 13, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/19/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/23/1985
Interest Rate Options ExaminationSeries 8
Date: 9/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCURLYDOG CAPITAL, LLC
CRD#: 145262 / SEC#: 801-68406
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 96,057,856 |
Red Flags
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