Julie L. Swanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Lynn Swanson, who also goes by Julie Lynn Salzwedel, Julie Salzwedel, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1987. Julie had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1996 - October 6, 2021
MV SECURITIES GROUP, INC.
April 1, 1992 - December 21, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1991 - April 10, 1992
UBS FINANCIAL SERVICES INC.
March 24, 1987 - January 1, 1991
ROTAN MOSLE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MV SECURITIES GROUP, INC.
CRD#: 37613 / SEC#: , 8-47827
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
