Jacqueline A. Speth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Ann Speth, who also goes by Jackie Speth, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2007. Jacqueline had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - January 22, 2024
CUSHING CAPITAL PARTNERS, LLC
November 6, 2008 - August 10, 2021
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2007 - August 10, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CUSHING CAPITAL PARTNERS, LLC
CRD#: 313497 / SEC#: 801-120953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSHING CAPITAL PARTNERS, LLC
CRD#: 313497 / SEC#: 801-120953
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 659 |
| AUM (Assets Under Management) | $ 232,901,370 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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