Patrick D. Keenan
Professional summary
Patrick Daniel Keenan, ChFC®, CLU® is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Woodridge, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Patrick has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Daniel Keenan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick Daniel Keenan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 7501 Lemont Road, Suite 20 D, Woodridge, IL 60517April 14, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 7501 Lemont Road, Suite 20 D, Woodridge, IL 60517September 1, 2023 - April 15, 2025
OSAIC WEALTH, INC.
September 1, 2023 - April 15, 2025
OSAIC WEALTH, INC.
October 31, 2008 - September 1, 2023
OSAIC SERVICES, INC.
October 31, 2008 - September 1, 2023
OSAIC SERVICES, INC.
March 28, 2006 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
March 9, 2006 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
February 25, 1997 - March 6, 2006
K. W. CHAMBERS & CO.
November 27, 1996 - December 19, 1996
K. W. CHAMBERS & CO.
January 17, 1996 - November 27, 1996
USLIFE EQUITY SALES CORP.
November 17, 1995 - January 31, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 16, 1985 - December 14, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
