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PK

Patrick D. Keenan

MADISON AVENUE SECURITIES
Woodridge, IL 60517
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CRD#: 1412716
PK

Professional summary


Patrick Daniel Keenan, ChFC®, CLU® is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Woodridge, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Patrick has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: Financial Security Consultants, Inc.; Investment Related: No; Address: 7501 Lemont Road, Suite 20 D, Woodridge, IL 60517; Nature of the Business: Insurance Sales and Services; Position: President; Hours Per Week: 30 Hours; Start Date: 09/01/1995

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Patrick Daniel Keenan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Patrick Daniel Keenan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Experience


Current

April 14, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 7501 Lemont Road, Suite 20 D, Woodridge, IL 60517
RIA
BD
CRD#: 23224
Woodridge, IL
Current

April 14, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 7501 Lemont Road, Suite 20 D, Woodridge, IL 60517
RIA
BD
CRD#: 23224
Woodridge, IL
Past

September 1, 2023 - April 15, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
WOODRIDGE, IL
Past

September 1, 2023 - April 15, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
WOODRIDGE, IL
Past

October 31, 2008 - September 1, 2023

OSAIC SERVICES, INC.

RIA
CRD#: 133763
WOODRIDGE, IL
Past

October 31, 2008 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
WOODRIDGE, IL
Past

March 28, 2006 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA
CRD#: 13626
WESTMONT, IL
Past

March 9, 2006 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
WESTMONT, IL
Past

February 25, 1997 - March 6, 2006

K. W. CHAMBERS & CO.

BD
CRD#: 1432
CLAYTON, MO
Past

November 27, 1996 - December 19, 1996

K. W. CHAMBERS & CO.

BD
CRD#: 1432
Past

January 17, 1996 - November 27, 1996

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY
Past

November 17, 1995 - January 31, 1996

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX
Past

October 16, 1985 - December 14, 1995

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/14/2025)
RR
Florida
(4/14/2025)
RR
Illinois
(4/14/2025)
IAR
Illinois
(4/14/2025)
RR
Indiana
(4/14/2025)
RR
Louisiana
(4/14/2025)
RR
New Jersey
(4/14/2025)
RR
Tennessee
(4/14/2025)
RR
Texas
(4/14/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/27/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93

SEC notice filing (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A 3-26-2025 (10/3/2025)

Direct owners and executive officers


NamePositionCRD#
KT EQUITY PARTNERS II, LLCDIRECT OWNER
CALLANAN, DAVID JAMESMEMBER4237166
FIXSEN, VILAYPHONECHIEF OPERATING OFFICER4585926
FOSTER, CODY GRANTMEMBER4237075
JENSEN, GAIL MARIEDEPUTY CHIEF COMPLIANCE OFFICER1943705
MCNEES, MARTIN WILLIAMPRESIDENT3168410
METCALFE, INC.OWNER
PIERSON, MELISSA KAYCHIEF COMPLIANCE OFFICER1685017
SCHENDEL, JENNIFERMEMBER6136948
WOODS, SANDRA ANNFINOP6200533

Regulatory assets under management


Total Number of Accounts14,100
AUM (Assets Under Management)$ 2,038,801,712

Disclosures


Regulatory Event8
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MADISON AVENUE SECURITIES, LLC

CRD#: 23224Woodridge, IL 60517

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