Michael P. Bowles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Henry Bowles, who also goes by Michael Patrick Bowles, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1994 - March 26, 2014
BECKLIN CAPITAL MANAGEMENT
August 26, 1992 - September 23, 1994
SUNAMERICA SECURITIES, INC.
March 22, 1989 - October 2, 1992
WOODBURY FINANCIAL SERVICES, INC.
December 5, 1986 - June 3, 1988
1717 CAPITAL MANAGEMENT COMPANY
October 9, 1986 - July 9, 1988
HYDRA SECURITIES CORPORATION
March 26, 1986 - February 15, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 25, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 25, 1985 - October 14, 1986
CARL M. HENNIG, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BECKLIN CAPITAL MANAGEMENT
CRD#: 113107 / SEC#:
Contact information
Red Flags
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