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BR

Brian C. Rogers

AMERIVET SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 1412679
BR

Professional summary

Brian Charles Rogers is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Charles Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2023 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
RIA
BD
CRD#: 34786
New York, NY
Past

November 19, 1985 - June 2, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/11/2023)
RR
Florida
(7/11/2023)
RR
Michigan
(12/11/2023)
RR
New Jersey
(7/11/2023)
RR
New York
(7/11/2023)
RR
Texas
(7/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/2/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AMERIVET SECURITIES, INC.
AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California
Registered Investment Advisory firm - SEC (1/18/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Mailing Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Phone number
(212) 803-5050
Established
Delaware since 11/13/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTH STREET SECURITIES HOLDINGS INCOWNER
ANDERSON, JOSEPH BENJAMIN JR.DIRECTOR
KAY, STEVEN JAMESCO-CEO6857377
JOHNSON, ELTON JRDIRECTOR844428
JAZE, FLORIANCFO/COO5442771
JONES, ROBERT CAMPBELLPRESIDENT
KELLY, JOHN EDWARDCCO2087497
NAIDRICH, MICHAEL JOSEPHCO-CEO2446693
0

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIVET SECURITIES, INC.

CRD#: 34786New York, NY 10036

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