Jean M. Leonick

Some features on this profile are disabled

CRD#: 1412513

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jean Mary Leonick, who also goes by Jean Clarke, was a registered financial professional .

Jean is a previously registered financial professional and started their career in finance in 1985. Jean had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jean Clarke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 19, 2013 - November 29, 2013

CABOT LODGE SECURITIES LLC

CRD#: 159712

SCHAUMBURG, IL

Past

January 6, 2009 - August 19, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

RICHMOND, VA

Past

March 31, 1995 - December 31, 2008

ADVANCED PLANNING SECURITIES, INC.

CRD#: 14382

DENVILLE, NJ

Past

June 23, 1994 - April 3, 1995

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

July 16, 1993 - June 29, 1994

OSAIC WEALTH, INC.

CRD#: 23131

JERSEY CITY, NJ

Past

August 18, 1992 - July 19, 1993

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

June 18, 1989 - August 18, 1992

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 16, 1988 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

November 13, 1986 - December 2, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 1, 1986 - October 24, 1986

BREAN MURRAY & CO., INC.

CRD#: 7541

Past

June 6, 1986 - July 17, 1986

EAST COAST SECURITIES GROUP, INC.

CRD#: 16248

Past

September 24, 1985 - August 25, 1986

FIRST UNITED FUND,LTD.

CRD#: 14426

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1987

General Securities Principal Examination

Current Firm

CABOT LODGE SECURITIES LLC

CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: , 8-69009

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Phone number

(212) 388-6200

Established

Delaware since 10/21/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PKS HOLDINGS LLC	MEMBER
FEIGENBLATT, ELANA RACHEL	COO	4880188
GOULD, CRAIG MICHAEL	PRESIDENT/CEO	2367293
LEIBOWITZ, ROGER FARRELL	FINOP	2536523
SMITH, STEPHEN JOSEPH	OPTIONS PRINCIPAL	1123669
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jean M. Leonick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLIED BEACON PARTNERS, INC.

ADVANCED PLANNING SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

OSAIC WEALTH, INC.

GROVE POINT INVESTMENTS, LLC

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

BREAN MURRAY & CO., INC.

EAST COAST SECURITIES GROUP, INC.

FIRST UNITED FUND,LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1985

Series 7

Date: 9/21/1985

Series 24

Date: 6/22/1987

Current Firm

CABOT LODGE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABOT LODGE SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors