Douglas J. Voight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas J Voight, CFP®, who also goes by Douglas J Voight Sr, Douglas J Voight, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1985. Douglas had worked at 18 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - May 13, 2021
EMPOWER ADVISORY GROUP, LLC
January 14, 2019 - May 13, 2021
EMPOWER FINANCIAL SERVICES, INC.
May 6, 2016 - January 30, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 20, 2014 - January 30, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 11, 2013 - June 2, 2014
MONEY CONCEPTS CAPITAL CORP
October 8, 2012 - June 2, 2014
MONEY CONCEPTS CAPITAL CORP
January 30, 2008 - January 31, 2011
EQUITABLE ADVISORS, LLC
February 6, 2007 - January 31, 2011
EQUITABLE ADVISORS, LLC
November 16, 2006 - January 12, 2007
GENWORTH FINANCIAL ASSET MANAGEMENT, INC
June 13, 2003 - March 14, 2006
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 28, 2003 - December 31, 2003
PRUCO SECURITIES, LLC.
January 28, 2003 - June 13, 2003
PRUCO SECURITIES, LLC.
November 4, 1999 - August 8, 2001
ATHENE SECURITIES, LLC
February 4, 1998 - May 3, 1999
ESSEX NATIONAL SECURITIES, LLC
December 9, 1996 - February 6, 1998
NORTHEAST SECURITIES, LLC
January 21, 1994 - December 12, 1996
JARON EQUITIES CORP.
March 26, 1993 - February 23, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
March 1, 1991 - February 19, 1993
CAPITAL BROKERAGE CORPORATION
September 25, 1990 - January 22, 1991
CITICORP FINANCIAL SERVICES,INC.
July 25, 1990 - October 3, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
September 18, 1989 - May 24, 1990
COMPULIFE INVESTOR SERVICES, INC.
October 22, 1985 - September 21, 1989
NATHAN & LEWIS SECURITIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
