William A. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Arthur Russell, who also goes by Bill Russell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2023 - March 18, 2024
FIRST FINANCIAL SERVICES
April 26, 2021 - April 1, 2024
OSAIC WEALTH, INC.
October 23, 2017 - April 1, 2024
OSAIC WEALTH, INC.
September 5, 2003 - October 23, 2017
NATIONAL PLANNING CORPORATION
August 1, 2003 - September 10, 2003
WALNUT STREET SECURITIES, INC.
December 5, 1990 - December 21, 1992
MONY SECURITIES CORPORATION
December 3, 1985 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST FINANCIAL SERVICES
CRD#: 125551 / SEC#:
Contact information
Red Flags
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