James R. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Lane, who also goes by J. Robert Lane, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - August 26, 2020
ALLIANCE-ONE INVESTMENTS, LLC
August 22, 2014 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
September 15, 1997 - January 2, 2014
BOK FINANCIAL SECURITIES, INC.
May 26, 1995 - January 2, 2014
BOK FINANCIAL SECURITIES, INC.
March 16, 1993 - May 11, 1995
LPL FINANCIAL LLC
August 17, 1989 - March 4, 1993
PFS INVESTMENTS INC.
October 23, 1985 - December 2, 1987
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
