Patrick J. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Campbell was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1985. Patrick had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2010 - May 26, 2016
BOFA DISTRIBUTORS, INC.
April 15, 2004 - February 3, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 1, 1995 - April 2, 2003
BOFA DISTRIBUTORS, INC.
February 2, 1990 - March 1, 1995
COLONIAL INVESTMENT SERVICES
October 8, 1985 - February 2, 1990
COLONIAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOFA DISTRIBUTORS, INC.
CRD#: 30683 / SEC#: , 8-44998
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
