Adron J. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adron Jerome Gilbert, who also goes by A J Gilbert, was a registered financial professional .
Adron is a previously registered financial professional and started their career in finance in 1986. Adron had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 1998 - December 17, 1999
WMA SECURITIES, INC.
May 20, 1997 - December 15, 1997
WEEMS & COMPANY, INC.
October 26, 1992 - November 25, 1994
VINING-SPARKS IBG, LLC
September 11, 1992 - October 16, 1992
THE TRADING DESK, INC.
June 24, 1992 - September 9, 1992
RHOADS FINANCIAL GROUP, INC.
April 2, 1990 - August 31, 1990
THE TRADING DESK, INC.
August 25, 1989 - December 5, 1989
CENTURY FINANCIAL SECURITIES, INC.
July 13, 1988 - April 13, 1989
LEHMAN BROTHERS INC.
March 9, 1987 - July 15, 1988
U.S. ASSOCIATES, INC.
February 19, 1986 - March 11, 1987
UNITED CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
