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Adron Jerome Gilbert

CRD# 1412248·Registered 1986 - 1999
Previously Registered: Being a previously registered professional could mean that Adron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adron Jerome Gilbert, who also goes by A J Gilbert, was a registered financial advisor. Adron was a previously registered financial professional and started their career in finance 1986 - 1999. Adron had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A J Gilbert

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
February 12, 1998 - December 17, 1999
WEEMS & COMPANY, INC.·CRD# 30814
BD
Little Rock, AR
May 20, 1997 - December 15, 1997
VINING-SPARKS IBG, LLC·CRD# 27502
BD
Memphis, TN
October 26, 1992 - November 25, 1994
THE TRADING DESK, INC.·CRD# 22908
BD
September 11, 1992 - October 16, 1992
RHOADS FINANCIAL GROUP, INC.·CRD# 16317
BD
June 24, 1992 - September 9, 1992
THE TRADING DESK, INC.·CRD# 22908
BD
April 2, 1990 - August 31, 1990
CENTURY FINANCIAL SECURITIES, INC.·CRD# 15280
BD
August 25, 1989 - December 5, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 13, 1988 - April 13, 1989
U.S. ASSOCIATES, INC.·CRD# 13511
BD
March 9, 1987 - July 15, 1988
UNITED CAPITAL CORPORATION·CRD# 8268
BD
February 19, 1986 - March 11, 1987

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Current Firm

WS
WMA SECURITIES, INC.

WMA SECURITIES, INC.

CRD#: 32625 / SEC#: 8-45728
BD
Terminated by SEC on 06/30/2002

Contact Information

Established

Georgia since 04/14/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD MONEY GROUP, INC.OWNER—

Disclosures

Regulatory Event

6

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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