Noha H. Carrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noha Hassan Carrington, who also goes by Noha H. Carrington, Noha Fouad Hassan, was a registered financial professional .
Noha is a previously registered financial professional and started their career in finance in 1985. Noha had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2005 - December 31, 2015
CARRINGTON STRATEGIC ADVISORS, LLC
June 9, 1997 - January 29, 1999
GOLDMAN SACHS & CO. LLC
April 26, 1993 - May 29, 1997
SALOMON BROTHERS INC.
April 13, 1989 - April 30, 1993
MORGAN STANLEY & CO. LLC
December 14, 1988 - March 27, 1989
CIBC WORLD MARKETS CORP.
September 24, 1985 - November 17, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/11/1987
Foreign Currency Options ExaminationCurrent Firm
CARRINGTON STRATEGIC ADVISORS, LLC
CRD#: 132612 / SEC#: 801-71599
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
