PK
Paula L. Key
VALLEY WEALTH STRATEGIES
LODI, CA 95240
Some features on this profile are disabled
CRD#: 1411946
PK
Professional summary
Paula Leann Key, CFP®, who also goes by Paula Molenaar, is a registered financial advisor currently at VALLEY WEALTH STRATEGIES, LLC located in Lodi, California and LPL FINANCIAL LLC located in Lake Forest, California.
Paula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Paula has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Divorce Planning
Estate Planning
Retirement Planning
Investment Planning
Long-term Care
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
Paula Molenaar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - Intercontinental Drift, LLC - Sangfroid Vineyards - Not Investment Related - Home Based - Other - Start Date 4/12/2011 - 0 Hours Per Month/0 Hours During Securities Trading - Movie/Book Production Company/Sangfroid Vineyards (grape sales and wine productions). 2. 11/29/2017 - CL Zuk & Associates Insurance Services, Inc. - Investment Related - 1195 Park Ave, Ste 205, Emeryville CA 94608 - Non-Variable Insurance - 10 Hours Per Month During Securities Trading - Fixed insurance sales 3. 1/4/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR / Owner - Started 1/3/2017 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 01/2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/8/2018 - Valley Wealth Strategies, LLC - DBA: (Hybrid) Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR / Owner - Started 01/2017 - 10 Hours Per Month During Securities Trading. 5. 10/16/2018 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/19/1998 - 40 Hours Per Month/40 Hours During Securities Trading - Ownership & Management. 6. 11/23/2020 - No Business Name - Investment Related - Napa, CA 94558 - Real Estate Rental - Start Date: 11/18/2020 - 1 Hour Per Month/0 Hours During Securities Trading - In the name of the Murphy Key Trust have purchased a residential rental. 7. 9/7/2021 - No Business Name - Investment Related - helena ca - Real Estate Rental - Started 07/01/2021 - 10 Hours Per Month/1 Hour During Securities Trading. 8. 10/05/2021 - Murphy Key Trust - Investment Related - Napa, CA - Real Estate Rental - Start Date: 11/25/2019 - 1 Hour Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Paula Leann Key's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
October 20, 2017 - Present
VALLEY WEALTH STRATEGIES, LLC
Office #1: 404 W. Pine Street Suite 6, Lodi, CA 95240RIA
CRD#: 289737
LODI, CA
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 22936 El Toro Rd, Lake Forest, CA 92630Office #2: 404 W Pine St Ste 6, Lodi, CA 95240-2048Office #3: 404 W Pine St Ste 6, Lodi, CA 95240RIA
BD
CRD#: 6413
Lake Forest, CA
Past
November 29, 2017 - April 4, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
LODI, CA
Past
January 4, 2017 - December 31, 2017
VALLEY WEALTH STRATEGIES
RIA
CRD#: 282275
Nap, CA
Past
May 5, 1999 - December 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
LAKE FOREST, CA
Past
December 18, 1998 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LAKE FOREST, CA
Past
June 10, 1996 - August 19, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
April 8, 1994 - December 18, 1998
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
September 24, 1985 - March 28, 1994
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC
CRD#: 289737 / SEC#: 801-113081
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/29/2017)
RR
Arizona(11/29/2017)
RR
Arkansas(11/29/2017)
IAR
California(10/20/2017)
RR
California(11/29/2017)
RR
Colorado(11/29/2017)
RR
Hawaii(11/29/2017)
RR
Idaho(9/14/2020)
RR
Illinois(10/8/2021)
RR
Nevada(11/29/2017)
RR
New Mexico(11/29/2017)
RR
New York(11/29/2017)
RR
Ohio(11/29/2017)
RR
Oregon(11/29/2017)
RR
South Carolina(12/5/2017)
RR
Texas(11/29/2017)
RR
Utah(11/29/2017)
RR
Washington(11/29/2017)
RR
Wisconsin(11/29/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC
CRD#: 289737 / SEC#: 801-113081
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/1/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
404 W. Pine Street Suite 6, Lodi, CA 95240
Mailing Address
Phone number
(209) 366-1264
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,131 |
| AUM (Assets Under Management) | $ 1,205,186,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH STRATEGIES, LLC
CRD#: 289737Lodi, CA 95240TRUST BUT VERIFY
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Contact information
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